Securities Law & Regulation
Master Hong Kong securities law and SFC regulations for financial professionals
Duration
8 Weeks
Level
Professional
Class Size
20-30
Price
HKD 14,000
Course Overview
This comprehensive 8-week course provides an in-depth understanding of Hong Kong's securities law, the Securities and Futures Ordinance (SFO), and SFC regulations. Designed for legal professionals, compliance officers, and financial advisors, the program covers market conduct rules, disclosure requirements, and regulatory enforcement.
What You'll Learn
Securities and Futures Ordinance framework
Licensing and registration requirements
Market conduct and insider dealing rules
Disclosure and transparency obligations
Corporate finance regulatory requirements
Market misconduct and enforcement actions
Takeovers and mergers code
Cross-border regulatory considerations
Course Structure
Securities and Futures Ordinance & Licensing Framework
Market Conduct Rules, Insider Dealing & Market Manipulation
Disclosure Requirements, Corporate Finance & Takeovers Code
Enforcement Actions, Case Studies & Final Assessment
Who Should Attend
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Legal professionals specializing in securities law
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Compliance officers in financial institutions
- •
Corporate finance professionals
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Investment advisors and fund managers
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Those preparing for SFC licensing examinations
Ready to Enroll?
Master Hong Kong securities law and advance your career