Listing Rules Corporate Governance Code

Master Hong Kong's corporate governance framework and best practices for listed companies

Duration / CPT Hours

2 Hours

Level

Professional

Format

Recorded Video

Course Fee

Free

Course Overview

This comprehensive CPT course provides an in-depth examination of Hong Kong's Corporate Governance Code, including mandatory disclosure requirements, principles of good governance, and code provisions on a 'comply or explain' basis.

Participants will gain practical insights into board composition, risk management, audit requirements, and shareholder engagement, essential for directors, compliance officers, and governance professionals.

What You'll Learn

Mandatory disclosure requirements in Corporate Governance Reports
Principles of good corporate governance and code provisions
Board composition, nomination, and succession planning
Risk management and internal control systems
Audit committee responsibilities and requirements
Remuneration committee functions and disclosure
Shareholder engagement and communication strategies
ESG integration within corporate governance framework

Course Structure

1

Introduction & Mandatory Disclosures

Overview of the Corporate Governance Code, comply or explain approach, and mandatory disclosure requirements

2

Board Structure & Composition

Board diversity, independence requirements, nomination processes, and board performance evaluation

3

Risk Management & Internal Controls

Risk management systems, internal audit function, whistleblowing policies, and audit committee roles

4

Remuneration & Shareholder Rights

Remuneration policies, director compensation, shareholder communication, and engagement practices

Key Topics Covered

Governance Framework

  • •Corporate purpose and strategy
  • •Board responsibilities and duties
  • •Comply or explain requirements
  • •ESG integration

Board Composition

  • •Independent directors criteria
  • •Board diversity and skills matrix
  • •Director tenure and rotation
  • •Board performance evaluation

Risk & Control

  • •Risk management systems
  • •Internal control framework
  • •Internal audit function
  • •Whistleblowing mechanisms

Shareholder Engagement

  • •Communication policies
  • •General meeting conduct
  • •Shareholder rights
  • •Dividend policies

Who Should Attend

Company directors and board members
Company secretaries and governance professionals
Compliance officers and legal advisors
Senior executives and management
Investor relations professionals
Anyone involved in corporate governance of listed companies

Certificate of Attendance

Upon completion of the course, participants will complete a short multiple-choice quiz to reinforce key concepts. After passing the assessment (60% or higher), you'll receive an official Certificate of Attendance issued by Legal & Compliance, which can be used to support your professional development record and CPT requirements.

Register for Free Access

Complete the form below to secure access to the seminar recording immediately.

Choose a passcode to access your courses from any device