Fund Management Compliance
Specialized compliance training for fund managers and investment professionals
Duration
6 Weeks
Level
Advanced
Class Size
15-20
Price
HKD 16,000
Course Overview
This advanced 6-week program is tailored for fund managers, portfolio managers, and investment professionals managing collective investment schemes in Hong Kong. The course covers SFC authorization requirements, investment restrictions, disclosure obligations, and compliance frameworks specific to fund management operations.
What You'll Learn
SFC fund authorization requirements
Investment restrictions and concentration limits
Disclosure and ongoing reporting obligations
Valuation and pricing methodologies
Risk management frameworks for funds
Custody and safe-keeping requirements
Distribution and marketing regulations
Operational due diligence considerations
Course Structure
Fund Authorization, Structure & Investment Restrictions
Disclosure, Reporting & Risk Management Frameworks
Operational Due Diligence, Case Studies & Certification
Who Should Attend
- •
Fund managers and portfolio managers
- •
Compliance officers in asset management firms
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Product development and structuring professionals
- •
Operations and risk management teams
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Those seeking Type 9 licensing
Ready to Enroll?
Advance your fund management compliance expertise